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LTE rrc层 信令 流程 分析 参数.doc
Contents
Foreword
1Scope
2References
3Definitions, symbols and abbreviations
3.1Definitions
3.2Abbreviations
4General
4.1Introduction
4.2Architecture
4.2.1UE states and state transitions including in
4.2.2Signalling radio bearers
4.3Services
4.3.1Services provided to upper layers
4.3.2Services expected from lower layers
4.4Functions
5Procedures
5.1General
5.1.1Introduction
5.1.2General requirements
5.2System information
5.2.1Introduction
5.2.1.1General
5.2.1.2Scheduling
5.2.1.3System information validity and notificati
5.2.1.4Indication of ETWS notification
5.2.1.5Indication of CMAS notification
5.2.2System information acquisition
5.2.2.1General
5.2.2.2Initiation
5.2.2.3System information required by the UE
5.2.2.4System information acquisition by the UE
5.2.2.5Essential system information missing
5.2.2.6Actions upon reception of the MasterInform
5.2.2.7Actions upon reception of the SystemInform
5.2.2.8Actions upon reception of SystemInformatio
5.2.2.9Actions upon reception of SystemInformatio
5.2.2.10Actions upon reception of SystemInformati
5.2.2.11Actions upon reception of SystemInformati
5.2.2.12Actions upon reception of SystemInformati
5.2.2.13Actions upon reception of SystemInformati
5.2.2.14Actions upon reception of SystemInformati
5.2.2.15Actions upon reception of SystemInformati
5.2.2.16Actions upon reception of SystemInformati
5.2.2.17Actions upon reception of SystemInformati
5.2.2.18Actions upon reception of SystemInformati
5.2.2.19Actions upon reception of SystemInformati
5.2.2.20Actions upon reception of SystemInformati
5.2.3Acquisition of an SI message
5.3Connection control
5.3.1Introduction
5.3.1.1RRC connection control
5.3.1.2Security
5.3.1.2aRN security
5.3.1.3Connected mode mobility
5.3.2Paging
5.3.2.1General
5.3.2.2Initiation
5.3.2.3Reception of the Paging message by the UE
5.3.3RRC connection establishment
5.3.3.1General
5.3.3.2Initiation
5.3.3.3Actions related to transmission of RRCConn
5.3.3.4Reception of the RRCConnectionSetup by the
5.3.3.5Cell re-selection while T300, T302, T303,
5.3.3.6T300 expiry
5.3.3.7T302, T303, T305 or T306 expiry or stop
5.3.3.8Reception of the RRCConnectionReject by th
5.3.3.9Abortion of RRC connection establishment
5.3.3.10Handling of SSAC related parameters
5.3.3.11Access barring check
5.3.4Initial security activation
5.3.4.1General
5.3.4.2Initiation
5.3.4.3Reception of the SecurityModeCommand by th
5.3.5RRC connection reconfiguration
5.3.5.1General
5.3.5.2Initiation
5.3.5.3Reception of an RRCConnectionReconfigurati
5.3.5.4Reception of an RRCConnectionReconfigurati
5.3.5.5Reconfiguration failure
5.3.5.6T304 expiry (handover failure)
5.3.5.7Void
5.3.5.8Radio Configuration involving full configu
5.3.6Counter check
5.3.6.1General
5.3.6.2Initiation
5.3.6.3Reception of the CounterCheck message by t
5.3.7RRC connection re-establishment
5.3.7.1General
5.3.7.2Initiation
5.3.7.3Actions following cell selection while T31
5.3.7.4Actions related to transmission of RRCConn
5.3.7.5Reception of the RRCConnectionReestablishm
5.3.7.6T311 expiry
5.3.7.7T301 expiry or selected cell no longer sui
5.3.7.8Reception of RRCConnectionReestablishmentR
5.3.8RRC connection release
5.3.8.1General
5.3.8.2Initiation
5.3.8.3Reception of the RRCConnectionRelease by t
5.3.8.4T320 expiry
5.3.9RRC connection release requested by upper la
5.3.9.1General
5.3.9.2Initiation
5.3.10Radio resource configuration
5.3.10.0General
5.3.10.1SRB addition/ modification
5.3.10.2DRB release
5.3.10.3DRB addition/ modification
5.3.10.3aSCell release
5.3.10.3bSCell addition/ modification
5.3.10.4MAC main reconfiguration
5.3.10.5Semi-persistent scheduling reconfiguratio
5.3.10.6Physical channel reconfiguration
5.3.10.7Radio Link Failure Timers and Constants r
5.3.10.8Time domain measurement resource restrict
5.3.11Radio link failure related actions
5.3.11.1Detection of physical layer problems in R
5.3.11.2Recovery of physical layer problems
5.3.11.3Detection of radio link failure
5.3.12UE actions upon leaving RRC_CONNECTED
5.3.13UE actions upon PUCCH/ SRS release request
5.3.14Proximity indication
5.3.14.1General
5.3.14.2Initiation
5.3.14.3Actions related to transmission of Proxim
5.4Inter-RAT mobility
5.4.1Introduction
5.4.2Handover to E-UTRA
5.4.2.1General
5.4.2.2Initiation
5.4.2.3Reception of the RRCConnectionReconfigurat
5.4.2.4Reconfiguration failure
5.4.2.5T304 expiry (handover to E-UTRA failure)
5.4.3Mobility from E-UTRA
5.4.3.1General
5.4.3.2Initiation
5.4.3.3Reception of the MobilityFromEUTRACommand
5.4.3.4Successful completion of the mobility from
5.4.3.5Mobility from E-UTRA failure
5.4.4Handover from E-UTRA preparation request (CD
5.4.4.1General
5.4.4.2Initiation
5.4.4.3Reception of the HandoverFromEUTRAPreparat
5.4.5UL handover preparation transfer (CDMA2000)
5.4.5.1General
5.4.5.2Initiation
5.4.5.3Actions related to transmission of the ULH
5.4.5.4Failure to deliver the ULHandoverPreparati
5.4.6Inter-RAT cell change order to E-UTRAN
5.4.6.1General
5.4.6.2Initiation
5.4.6.3UE fails to complete an inter-RAT cell cha
5.5Measurements
5.5.1Introduction
5.5.2Measurement configuration
5.5.2.1General
5.5.2.2Measurement identity removal
5.5.2.2aMeasurement identity autonomous removal
5.5.2.3Measurement identity addition/ modificatio
5.5.2.4Measurement object removal
5.5.2.5Measurement object addition/ modification
5.5.2.6Reporting configuration removal
5.5.2.7Reporting configuration addition/ modifica
5.5.2.8Quantity configuration
5.5.2.9Measurement gap configuration
5.5.3Performing measurements
5.5.3.1General
5.5.3.2Layer 3 filtering
5.5.4Measurement report triggering
5.5.4.1General
5.5.4.2Event A1 (Serving becomes better than thre
5.5.4.3Event A2 (Serving becomes worse than thres
5.5.4.4Event A3 (Neighbour becomes offset better
5.5.4.5Event A4 (Neighbour becomes better than th
5.5.4.6Event A5 (PCell becomes worse than thresho
5.5.4.6aEvent A6 (Neighbour becomes offset better
5.5.4.7Event B1 (Inter RAT neighbour becomes bett
5.5.4.8Event B2 (PCell becomes worse than thresho
5.5.5Measurement reporting
5.5.6Measurement related actions
5.5.6.1Actions upon handover and re-establishment
5.5.6.2Speed dependant scaling of measurement rel
5.5.7Inter-frequency RSTD measurement indication
5.5.7.1General
5.5.7.2Initiation
5.5.7.3Actions related to transmission of InterFr
5.6Other
5.6.1DL information transfer
5.6.1.1General
5.6.1.2Initiation
5.6.1.3Reception of the DLInformationTransfer by
5.6.2UL information transfer
5.6.2.1General
5.6.2.2Initiation
5.6.2.3Actions related to transmission of ULInfor
5.6.2.4Failure to deliver ULInformationTransfer m
5.6.3UE capability transfer
5.6.3.1General
5.6.3.2Initiation
5.6.3.3Reception of the UECapabilityEnquiry by th
5.6.4CSFB to 1x Parameter transfer
5.6.4.1General
5.6.4.2Initiation
5.6.4.3Actions related to transmission of CSFBPar
5.6.4.4Reception of the CSFBParametersResponseCDM
5.6.5UE Information
5.6.5.1General
5.6.5.2Initiation
5.6.5.3Reception of the UEInformationRequest mess
5.6.6Logged Measurement Configuration
5.6.6.1General
5.6.6.2Initiation
5.6.6.3Reception of the LoggedMeasurementConfigur
5.6.6.4T330 expiry
5.6.7Release of Logged Measurement Configuration
5.6.7.1General
5.6.7.2Initiation
5.6.8Measurements logging
5.6.8.1General
5.6.8.2Initiation
5.7Generic error handling
5.7.1General
5.7.2ASN.1 violation or encoding error
5.7.3Field set to a not comprehended value
5.7.4Mandatory field missing
5.7.5Not comprehended field
5.8MBMS
5.8.1Introduction
5.8.1.1General
5.8.1.2Scheduling
5.8.1.3MCCH information validity and notification
5.8.2MCCH information acquisition
5.8.2.1General
5.8.2.2Initiation
5.8.2.3MCCH information acquisition by the UE
5.8.2.4Actions upon reception of the MBSFNAreaCon
5.8.2.5Actions upon reception of the MBMSCounting
5.8.3MBMS PTM radio bearer configuration
5.8.3.1General
5.8.3.2Initiation
5.8.3.3MRB establishment
5.8.3.4MRB release
5.8.4MBMS Counting Procedure
5.8.4.1General
5.8.4.2Initiation
5.8.4.3Reception of the MBMSCountingRequest messa
5.9RN procedures
5.9.1RN reconfiguration
5.9.1.1General
5.9.1.2Initiation
5.9.1.3Reception of the RNReconfiguration by the
6Protocol data units, formats and parameters (tab
6.1General
6.2RRC messages
6.2.1General message structure
–EUTRA-RRC-Definitions
–BCCH-BCH-Message
–BCCH-DL-SCH-Message
–MCCH-Message
–PCCH-Message
–DL-CCCH-Message
–DL-DCCH-Message
–UL-CCCH-Message
–UL-DCCH-Message
6.2.2Message definitions
–CounterCheck
–CounterCheckResponse
–CSFBParametersRequestCDMA2000
–CSFBParametersResponseCDMA2000
–DLInformationTransfer
–HandoverFromEUTRAPreparationRequest (CDMA2000)
–InterFreqRSTDMeasurementIndication
–LoggedMeasurementConfiguration
–MasterInformationBlock
–MBMSCountingRequest
–MBMSCountingResponse
–MBSFNAreaConfiguration
–MeasurementReport
–MobilityFromEUTRACommand
–Paging
–ProximityIndication
–RNReconfiguration
–RNReconfigurationComplete
–RRCConnectionReconfiguration
–RRCConnectionReconfigurationComplete
–RRCConnectionReestablishment
–RRCConnectionReestablishmentComplete
–RRCConnectionReestablishmentReject
–RRCConnectionReestablishmentRequest
–RRCConnectionReject
–RRCConnectionRelease
–RRCConnectionRequest
–RRCConnectionSetup
–RRCConnectionSetupComplete
–SecurityModeCommand
–SecurityModeComplete
–SecurityModeFailure
–SystemInformation
–SystemInformationBlockType1
–UECapabilityEnquiry
–UECapabilityInformation
–UEInformationRequest
–UEInformationResponse
–ULHandoverPreparationTransfer (CDMA2000)
–ULInformationTransfer
6.3RRC information elements
6.3.1System information blocks
–SystemInformationBlockType2
–SystemInformationBlockType3
–SystemInformationBlockType4
–SystemInformationBlockType5
–SystemInformationBlockType6
–SystemInformationBlockType7
–SystemInformationBlockType8
–SystemInformationBlockType9
–SystemInformationBlockType10
–SystemInformationBlockType11
–SystemInformationBlockType12
–SystemInformationBlockType13
6.3.2Radio resource control information elements
–AntennaInfo
–AntennaInfoUL
–CQI-ReportConfig
–CrossCarrierSchedulingConfig
–CSI-RS-Config
–DRB-Identity
–LogicalChannelConfig
–MAC-MainConfig
–PDCP-Config
–PDSCH-Config
–PHICH-Config
–PhysicalConfigDedicated
–P-Max
–PRACH-Config
–PresenceAntennaPort1
–PUCCH-Config
–PUSCH-Config
–RACH-ConfigCommon
–RACH-ConfigDedicated
–RadioResourceConfigCommon
–RadioResourceConfigDedicated
–RLC-Config
–RLF-TimersAndConstants
–RN-SubframeConfig
–SchedulingRequestConfig
–SoundingRS-UL-Config
–SPS-Config
–TDD-Config
–TimeAlignmentTimer
–TPC-PDCCH-Config
–UplinkPowerControl
6.3.3Security control information elements
–NextHopChainingCount
–SecurityAlgorithmConfig
–ShortMAC-I
6.3.4Mobility control information elements
–AdditionalSpectrumEmission
–ARFCN-ValueCDMA2000
–ARFCN-ValueEUTRA
–ARFCN-ValueGERAN
–ARFCN-ValueUTRA
–BandclassCDMA2000
–BandIndicatorGERAN
–CarrierFreqCDMA2000
–CarrierFreqGERAN
–CarrierFreqsGERAN
–CDMA2000-Type
–CellIdentity
–CellIndexList
–CellReselectionPriority
–CSFB-RegistrationParam1XRTT
–CellGlobalIdEUTRA
–CellGlobalIdUTRA
–CellGlobalIdGERAN
–CellGlobalIdCDMA2000
–CSG-Identity
–FreqBandIndicator
–MobilityControlInfo
–MobilityParametersCDMA2000 (1xRTT)
–MobilityStateParameters
–MultiBandInfoList
–PhysCellId
–PhysCellIdRange
–PhysCellIdRangeUTRA-FDDList
–PhysCellIdCDMA2000
–PhysCellIdGERAN
–PhysCellIdUTRA-FDD
–PhysCellIdUTRA-TDD
–PLMN-Identity
–PreRegistrationInfoHRPD
–Q-QualMin
–Q-RxLevMin
–Q-OffsetRange
–Q-OffsetRangeInterRAT
–ReselectionThreshold
–ReselectionThresholdQ
–SCellIndex
–ServCellIndex
–SpeedStateScaleFactors
–SystemInfoListGERAN
–SystemTimeInfoCDMA2000
–TrackingAreaCode
–T-Reselection
6.3.5Measurement information elements
–AllowedMeasBandwidth
–Hysteresis
–LocationInfo
–MeasConfig
–MeasGapConfig
–MeasId
–MeasIdToAddModList
–MeasObjectCDMA2000
–MeasObjectEUTRA
–MeasObjectGERAN
–MeasObjectId
–MeasObjectToAddModList
–MeasObjectUTRA
–MeasResults
–QuantityConfig
–ReportConfigEUTRA
–ReportConfigId
–ReportConfigInterRAT
–ReportConfigToAddModList
–ReportInterval
–RSRP-Range
–RSRQ-Range
–TimeToTrigger
6.3.6Other information elements
–AbsoluteTimeInfo
–AreaConfiguration
–C-RNTI
–DedicatedInfoCDMA2000
–DedicatedInfoNAS
–FilterCoefficient
–LoggingDuration
–LoggingInterval
–MeasSubframePattern
–MMEC
–NeighCellConfig
–OtherConfig
–RAND-CDMA2000 (1xRTT)
–RAT-Type
–RRC-TransactionIdentifier
–S-TMSI
–TraceReference
–UE-CapabilityRAT-ContainerList
–UE-EUTRA-Capability
–UE-TimersAndConstants
6.3.7MBMS information elements
–MBMS-NotificationConfig
–MBSFN-AreaInfoList
–MBSFN-SubframeConfig
–PMCH-InfoList
6.4RRC multiplicity and type constraint values
–Multiplicity and type constraint definitions
–End of EUTRA-RRC-Definitions
7Variables and constants
7.1UE variables
–EUTRA-UE-Variables
–VarLogMeasConfig
–VarLogMeasReport
–VarMeasConfig
–VarMeasReportList
–VarRLF-Report
–VarShortMAC-Input
–Multiplicity and type constraint definitions
–End of EUTRA-UE-Variables
7.2Counters
7.3Timers (Informative)
7.4Constants
8Protocol data unit abstract syntax
8.1General
8.2Structure of encoded RRC messages
8.3Basic production
8.4Extension
8.5Padding
9Specified and default radio configurations
9.1Specified configurations
9.1.1Logical channel configurations
9.1.1.1BCCH configuration
9.1.1.2CCCH configuration
9.1.1.3PCCH configuration
9.1.1.4MCCH and MTCH configuration
Parameters
9.1.2SRB configurations
9.1.2.1SRB1
9.1.2.2SRB2
9.2Default radio configurations
9.2.1SRB configurations
9.2.1.1SRB1
9.2.1.2SRB2
9.2.2Default MAC main configuration
9.2.3Default semi-persistent scheduling configura
9.2.4Default physical channel configuration
9.2.5Default values timers and constants
10Radio information related interactions between
10.1General
10.2Inter-node RRC messages
10.2.1General
–EUTRA-InterNodeDefinitions
10.2.2Message definitions
–HandoverCommand
–HandoverPreparationInformation
–UERadioAccessCapabilityInformation
10.3Inter-node RRC information element definition
–AS-Config
–AS-Context
–ReestablishmentInfo
–RRM-Config
10.4Inter-node RRC multiplicity and type constrai
–Multiplicity and type constraints definitions
–End of EUTRA-InterNodeDefinitions
10.5Mandatory information in AS-Config
11UE capability related constraints and performan
11.1UE capability related constraints
11.2Processing delay requirements for RRC procedu
11.3Void
Annex A (informative):Guidelines, mainly on use o
A.1Introduction
A.2Procedural specification
A.2.1General principles
A.2.2More detailed aspects
A.3PDU specification
A.3.1General principles
A.3.1.1ASN.1 sections
A.3.1.2ASN.1 identifier naming conventions
A.3.1.3Text references using ASN.1 identifiers
A.3.2High-level message structure
A.3.3Message definition
A.3.4Information elements
A.3.5Fields with optional presence
A.3.6Fields with conditional presence
A.3.7Guidelines on use of lists with elements of
A.4Extension of the PDU specifications
A.4.1General principles to ensure compatibility
A.4.2Critical extension of messages
A.4.3Non-critical extension of messages
A.4.3.1General principles
A.4.3.2Further guidelines
A.4.3.3Typical example of evolution of IE with lo
A.4.3.4Typical examples of non critical extension
A.4.3.5Examples of non-critical extensions not pl
–ParentIE-WithEM
–ChildIE1-WithoutEM
–ChildIE2-WithoutEM
A.5Guidelines regarding inclusion of transaction
A.6Protection of RRC messages (informative)
A.7Miscellaneous
Annex B (normative): Release 8 and 9 AS feature ha
B.1Feature group indicators
B.2CSG support
Annex C (normative): Release 10 AS feature handlin
C.1Feature group indicators
Annex D (informative):Change history
3GPP TS 36.331 V11.0.0 (2012-06)
Technical Specification
3rd Generation Partnership Project;
Technical Specification Group Radio Access Network;
Evolved Universal Terrestrial Radio Access (E-UTRA);
Radio Resource Control (RRC);
Protocol specification
(Release 11)
The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
The present document has not been subject to any approval process by the 3GPP Organizational Partners and shall not be implemented.
This Specification is provided for future development work within 3GPP only. The Organizational Partners accept no liability for any use of this Specification.
Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organizational Partners' Publications Offices.
Release 11
2
3GPP TS 36.331 V11.0.0 (2012-06)
Keywords
UMTS, radio
3GPP
Postal address
3GPP support office address
650 Route des Lucioles - Sophia Antipolis
Valbonne - FRANCE
Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
Internet
http://www.3gpp.org
Copyright Notification
No part may be reproduced except as authorized by written permission.
The copyright and the foregoing restriction extend to reproduction in all media.
© 2012, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).
All rights reserved.
UMTS™ is a Trade Mark of ETSI registered for the benefit of its members
3GPP™ is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners
LTE™ is a Trade Mark of ETSI currently being registered for the benefit of its Members and of the 3GPP Organizational Partners
GSM® and the GSM logo are registered and owned by the GSM Association
3GPP
Release 11
3
3GPP TS 36.331 V11.0.0 (2012-06)
Contents
Foreword...........................................................................................................................................................13
Scope...................................................................................................................................................... 14
1
2
References.............................................................................................................................................. 14
Definitions, symbols and abbreviations................................................................................................. 17
3
Definitions.........................................................................................................................................................17
3.1
Abbreviations.................................................................................................................................................... 17
3.2
4
General................................................................................................................................................... 19
Introduction.......................................................................................................................................................19
4.1
Architecture.......................................................................................................................................................19
4.2
UE states and state transitions including inter RAT ....................................................................................19
4.2.1
4.2.2
Signalling radio bearers...............................................................................................................................21
Services............................................................................................................................................................. 22
4.3
Services provided to upper layers................................................................................................................22
4.3.1
4.3.2
Services expected from lower layers...........................................................................................................22
Functions...........................................................................................................................................................22
4.4
Procedures.............................................................................................................................................. 23
5
General.............................................................................................................................................................. 23
5.1
Introduction................................................................................................................................................. 23
5.1.1
5.1.2
General requirements...................................................................................................................................23
System information ........................................................................................................................................... 24
5.2
Introduction................................................................................................................................................. 24
5.2.1
General...................................................................................................................................................24
5.2.1.1
Scheduling............................................................................................................................................. 25
5.2.1.2
5.2.1.3
System information validity and notification of changes ...................................................................... 25
Indication of ETWS notification ............................................................................................................26
5.2.1.4
Indication of CMAS notification........................................................................................................... 26
5.2.1.5
System information acquisition...................................................................................................................27
5.2.2
5.2.2.1
General...................................................................................................................................................27
Initiation.................................................................................................................................................27
5.2.2.2
System information required by the UE ................................................................................................ 27
5.2.2.3
System information acquisition by the UE............................................................................................27
5.2.2.4
Essential system information missing ....................................................................................................29
5.2.2.5
5.2.2.6
Actions upon reception of the MasterInformationBlock message .........................................................29
Actions upon reception of the SystemInformationBlockType1 message............................................... 29
5.2.2.7
Actions upon reception of SystemInformation messages ...................................................................... 30
5.2.2.8
Actions upon reception of SystemInformationBlockType2....................................................................30
5.2.2.9
5.2.2.10
Actions upon reception of SystemInformationBlockType3....................................................................30
Actions upon reception of SystemInformationBlockType4....................................................................30
5.2.2.11
Actions upon reception of SystemInformationBlockType5....................................................................30
5.2.2.12
Actions upon reception of SystemInformationBlockType6....................................................................30
5.2.2.13
5.2.2.14
Actions upon reception of SystemInformationBlockType7....................................................................30
Actions upon reception of SystemInformationBlockType8....................................................................31
5.2.2.15
Actions upon reception of SystemInformationBlockType9....................................................................31
5.2.2.16
Actions upon reception of SystemInformationBlockType10..................................................................32
5.2.2.17
Actions upon reception of SystemInformationBlockType11..................................................................32
5.2.2.18
5.2.2.19
Actions upon reception of SystemInformationBlockType12..................................................................32
Actions upon reception of SystemInformationBlockType13..................................................................33
5.2.2.20
5.2.3
Acquisition of an SI message ...................................................................................................................... 33
Connection control............................................................................................................................................34
5.3
5.3.1
Introduction................................................................................................................................................. 34
RRC connection control.........................................................................................................................34
5.3.1.1
Security .................................................................................................................................................. 34
5.3.1.2
RN security............................................................................................................................................ 35
5.3.1.2a
5.3.1.3
Connected mode mobility ......................................................................................................................35
3GPP
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3GPP TS 36.331 V11.0.0 (2012-06)
5.3.2
5.3.2.1
5.3.2.2
5.3.2.3
5.3.3
5.3.3.1
5.3.3.2
5.3.3.3
5.3.3.4
5.3.3.5
5.3.3.6
5.3.3.7
5.3.3.8
5.3.3.9
5.3.3.10
5.3.3.11
5.3.4
5.3.4.1
5.3.4.2
5.3.4.3
5.3.5
5.3.5.1
5.3.5.2
5.3.5.3
5.3.5.4
5.3.5.5
5.3.5.6
5.3.5.7
5.3.5.8
5.3.6
5.3.6.1
5.3.6.2
5.3.6.3
5.3.7
5.3.7.1
5.3.7.2
5.3.7.3
5.3.7.4
5.3.7.5
5.3.7.6
5.3.7.7
5.3.7.8
5.3.8
5.3.8.1
5.3.8.2
5.3.8.3
5.3.8.4
5.3.9
5.3.9.1
5.3.9.2
5.3.10
5.3.10.0
5.3.10.1
5.3.10.2
5.3.10.3
5.3.10.3a
5.3.10.3b
5.3.10.4
5.3.10.5
5.3.10.6
Paging..........................................................................................................................................................36
General...................................................................................................................................................36
Initiation.................................................................................................................................................37
Reception of the Paging message by the UE.........................................................................................37
RRC connection establishment....................................................................................................................38
General...................................................................................................................................................38
Initiation.................................................................................................................................................38
Actions related to transmission of RRCConnectionRequest message ................................................... 40
Reception of the RRCConnectionSetup by the UE................................................................................40
Cell re-selection while T300, T302, T303, T305 or T306 is running....................................................41
T300 expiry............................................................................................................................................42
T302, T303, T305 or T306 expiry or stop ............................................................................................. 42
Reception of the RRCConnectionReject by the UE...............................................................................42
Abortion of RRC connection establishment.......................................................................................... 43
Handling of SSAC related parameters........................................................................................................ 43
Access barring check ............................................................................................................................. 44
Initial security activation ............................................................................................................................. 44
General...................................................................................................................................................44
Initiation.................................................................................................................................................45
Reception of the SecurityModeCommand by the UE ............................................................................ 45
RRC connection reconfiguration.................................................................................................................46
General...................................................................................................................................................46
Initiation.................................................................................................................................................46
Reception of an RRCConnectionReconfiguration not including the mobilityControlInfo by the
UE.......................................................................................................................................................... 46
Reception of an RRCConnectionReconfiguration including the mobilityControlInfo by the UE
(handover) ..............................................................................................................................................47
Reconfiguration failure ..........................................................................................................................50
T304 expiry (handover failure)..............................................................................................................50
Void....................................................................................................................................................... 51
Radio Configuration involving full configuration option......................................................................51
Counter check..............................................................................................................................................52
General...................................................................................................................................................52
Initiation.................................................................................................................................................52
Reception of the CounterCheck message by the UE ............................................................................. 53
RRC connection re-establishment ............................................................................................................... 53
General...................................................................................................................................................53
Initiation.................................................................................................................................................54
Actions following cell selection while T311 is running ........................................................................55
Actions related to transmission of RRCConnectionReestablishmentRequest message......................... 55
Reception of the RRCConnectionReestablishment by the UE...............................................................56
T311 expiry............................................................................................................................................57
T301 expiry or selected cell no longer suitable..................................................................................... 57
Reception of RRCConnectionReestablishmentReject by the UE .......................................................... 57
RRC connection release .............................................................................................................................. 57
General...................................................................................................................................................57
Initiation.................................................................................................................................................57
Reception of the RRCConnectionRelease by the UE ............................................................................ 57
T320 expiry............................................................................................................................................58
RRC connection release requested by upper layers .................................................................................... 58
General...................................................................................................................................................58
Initiation.................................................................................................................................................58
Radio resource configuration ...................................................................................................................... 59
General...................................................................................................................................................59
SRB addition/ modification ................................................................................................................... 59
DRB release ........................................................................................................................................... 59
DRB addition/ modification...................................................................................................................60
SCell release.......................................................................................................................................... 61
SCell addition/ modification..................................................................................................................61
MAC main reconfiguration....................................................................................................................61
Semi-persistent scheduling reconfiguration...........................................................................................61
Physical channel reconfiguration...........................................................................................................61
3GPP
Release 11
5
3GPP TS 36.331 V11.0.0 (2012-06)
5.3.10.7
5.3.10.8
5.3.11
5.3.11.1
5.3.11.2
5.3.11.3
5.3.12
5.3.13
5.3.14
5.3.14.1
5.3.14.2
5.3.14.3
5.4
5.4.1
5.4.2
5.4.2.1
5.4.2.2
5.4.2.3
5.4.2.4
5.4.2.5
5.4.3
5.4.3.1
5.4.3.2
5.4.3.3
5.4.3.4
5.4.3.5
5.4.4
5.4.4.1
5.4.4.2
5.4.4.3
5.4.5
5.4.5.1
5.4.5.2
5.4.5.3
5.4.5.4
5.4.6
5.4.6.1
5.4.6.2
5.4.6.3
5.5
5.5.1
5.5.2
5.5.2.1
5.5.2.2
5.5.2.2a
5.5.2.3
5.5.2.4
5.5.2.5
5.5.2.6
5.5.2.7
5.5.2.8
5.5.2.9
5.5.3
5.5.3.1
5.5.3.2
5.5.4
5.5.4.1
5.5.4.2
5.5.4.3
5.5.4.4
5.5.4.5
5.5.4.6
Radio Link Failure Timers and Constants reconfiguration ................................................................... 62
Time domain measurement resource restriction for serving cell...........................................................62
Radio link failure related actions .................................................................................................................62
Detection of physical layer problems in RRC_CONNECTED .............................................................62
Recovery of physical layer problems .....................................................................................................62
Detection of radio link failure ................................................................................................................63
UE actions upon leaving RRC_CONNECTED.......................................................................................... 64
UE actions upon PUCCH/ SRS release request.......................................................................................... 64
Proximity indication.................................................................................................................................... 64
General...................................................................................................................................................64
Initiation.................................................................................................................................................65
Actions related to transmission of ProximityIndication message ..........................................................65
Inter-RAT mobility ........................................................................................................................................... 65
Introduction................................................................................................................................................. 65
Handover to E-UTRA..................................................................................................................................66
General...................................................................................................................................................66
Initiation.................................................................................................................................................66
Reception of the RRCConnectionReconfiguration by the UE ...............................................................66
Reconfiguration failure ..........................................................................................................................68
T304 expiry (handover to E-UTRA failure) ..........................................................................................68
Mobility from E-UTRA...............................................................................................................................68
General...................................................................................................................................................68
Initiation.................................................................................................................................................69
Reception of the MobilityFromEUTRACommand by the UE ............................................................... 69
Successful completion of the mobility from E-UTRA.......................................................................... 70
Mobility from E-UTRA failure..............................................................................................................70
Handover from E-UTRA preparation request (CDMA2000)..................................................................... 71
General...................................................................................................................................................71
Initiation.................................................................................................................................................71
Reception of the HandoverFromEUTRAPreparationRequest by the UE............................................. 71
UL handover preparation transfer (CDMA2000)........................................................................................72
General...................................................................................................................................................72
Initiation.................................................................................................................................................72
Actions related to transmission of the ULHandoverPreparationTransfer message ..............................72
Failure to deliver the ULHandoverPreparationTransfer message ........................................................72
Inter-RAT cell change order to E-UTRAN................................................................................................. 73
General...................................................................................................................................................73
Initiation.................................................................................................................................................73
UE fails to complete an inter-RAT cell change order........................................................................... 73
Measurements................................................................................................................................................... 73
Introduction................................................................................................................................................. 73
Measurement configuration.........................................................................................................................75
General...................................................................................................................................................75
Measurement identity removal .............................................................................................................. 76
Measurement identity autonomous removal..........................................................................................76
Measurement identity addition/ modification........................................................................................76
Measurement object removal.................................................................................................................77
Measurement object addition/ modification.......................................................................................... 77
Reporting configuration removal...........................................................................................................78
Reporting configuration addition/ modification.................................................................................... 78
Quantity configuration ...........................................................................................................................79
Measurement gap configuration............................................................................................................ 79
Performing measurements ...........................................................................................................................79
General...................................................................................................................................................79
Layer 3 filtering ..................................................................................................................................... 81
Measurement report triggering.................................................................................................................... 81
General...................................................................................................................................................81
Event A1 (Serving becomes better than threshold)............................................................................... 84
Event A2 (Serving becomes worse than threshold)...............................................................................84
Event A3 (Neighbour becomes offset better than PCell) ...................................................................... 85
Event A4 (Neighbour becomes better than threshold)...........................................................................85
Event A5 (PCell becomes worse than threshold1 and neighbour becomes better than threshold2)..... 86
3GPP
Release 11
6
3GPP TS 36.331 V11.0.0 (2012-06)
5.5.4.6a
5.5.4.7
5.5.4.8
5.5.5
5.5.6
5.5.6.1
5.5.6.2
5.5.7
5.5.7.1
5.5.7.2
5.5.7.3
5.6
5.6.1
5.6.1.1
5.6.1.2
5.6.1.3
5.6.2
5.6.2.1
5.6.2.2
5.6.2.3
5.6.2.4
5.6.3
5.6.3.1
5.6.3.2
5.6.3.3
5.6.4
5.6.4.1
5.6.4.2
5.6.4.3
5.6.4.4
5.6.5
5.6.5.1
5.6.5.2
5.6.5.3
5.6.6
5.6.6.1
5.6.6.2
5.6.6.3
5.6.6.4
5.6.7
5.6.7.1
5.6.7.2
5.6.8
5.6.8.1
5.6.8.2
5.7
5.7.1
5.7.2
5.7.3
5.7.4
5.7.5
5.8
5.8.1
5.8.1.1
5.8.1.2
5.8.1.3
5.8.2
5.8.2.1
5.8.2.2
5.8.2.3
5.8.2.4
Event A6 (Neighbour becomes offset better than SCell) ...................................................................... 87
Event B1 (Inter RAT neighbour becomes better than threshold) .......................................................... 87
Event B2 (PCell becomes worse than threshold1 and inter RAT neighbour becomes better than
threshold2)............................................................................................................................................. 88
Measurement reporting ................................................................................................................................89
Measurement related actions ....................................................................................................................... 91
Actions upon handover and re-establishment........................................................................................91
Speed dependant scaling of measurement related parameters...............................................................92
Inter-frequency RSTD measurement indication ..........................................................................................92
General...................................................................................................................................................92
Initiation.................................................................................................................................................93
Actions related to transmission of InterFreqRSTDMeasurementIndication message ...........................93
Other ..................................................................................................................................................................93
DL information transfer ...............................................................................................................................93
General...................................................................................................................................................93
Initiation.................................................................................................................................................94
Reception of the DLInformationTransfer by the UE.............................................................................94
UL information transfer ...............................................................................................................................94
General...................................................................................................................................................94
Initiation.................................................................................................................................................94
Actions related to transmission of ULInformationTransfer message ....................................................94
Failure to deliver ULInformationTransfer message .............................................................................. 95
UE capability transfer..................................................................................................................................95
General...................................................................................................................................................95
Initiation.................................................................................................................................................95
Reception of the UECapabilityEnquiry by the UE ................................................................................95
CSFB to 1x Parameter transfer ....................................................................................................................97
General...................................................................................................................................................97
Initiation.................................................................................................................................................97
Actions related to transmission of CSFBParametersRequestCDMA2000 message..............................97
Reception of the CSFBParametersResponseCDMA2000 message .......................................................97
UE Information ............................................................................................................................................97
General...................................................................................................................................................97
Initiation.................................................................................................................................................98
Reception of the UEInformationRequest message ................................................................................ 98
Logged Measurement Configuration..........................................................................................................99
General...................................................................................................................................................99
Initiation.................................................................................................................................................99
Reception of the LoggedMeasurementConfiguration by the UE.......................................................... 99
T330 expiry............................................................................................................................................99
Release of Logged Measurement Configuration......................................................................................100
General.................................................................................................................................................100
Initiation...............................................................................................................................................100
Measurements logging ..............................................................................................................................100
General.................................................................................................................................................100
Initiation...............................................................................................................................................100
Generic error handling .................................................................................................................................... 101
General...................................................................................................................................................... 101
ASN.1 violation or encoding error............................................................................................................ 101
Field set to a not comprehended value ...................................................................................................... 101
Mandatory field missing............................................................................................................................101
Not comprehended field ............................................................................................................................ 103
MBMS.............................................................................................................................................................103
Introduction............................................................................................................................................... 103
General.................................................................................................................................................103
Scheduling........................................................................................................................................... 103
MCCH information validity and notification of changes .................................................................... 103
MCCH information acquisition.................................................................................................................105
General.................................................................................................................................................105
Initiation...............................................................................................................................................105
MCCH information acquisition by the UE..........................................................................................105
Actions upon reception of the MBSFNAreaConfiguration message ...................................................105
3GPP
Release 11
7
3GPP TS 36.331 V11.0.0 (2012-06)
5.8.2.5
5.8.3
5.8.3.1
5.8.3.2
5.8.3.3
5.8.3.4
5.8.4
5.8.4.1
5.8.4.2
5.8.4.3
5.9
5.9.1
5.9.1.1
5.9.1.2
5.9.1.3
6
6.1
6.2
6.2.1
–
–
–
–
–
–
–
–
–
6.2.2
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
Actions upon reception of the MBMSCountingRequest message ........................................................106
MBMS PTM radio bearer configuration ................................................................................................... 106
General.................................................................................................................................................106
Initiation...............................................................................................................................................106
MRB establishment..............................................................................................................................106
MRB release........................................................................................................................................ 106
MBMS Counting Procedure ......................................................................................................................106
General.................................................................................................................................................106
Initiation...............................................................................................................................................107
Reception of the MBMSCountingRequest message by the UE ............................................................107
RN procedures.................................................................................................................................................108
RN reconfiguration....................................................................................................................................108
General.................................................................................................................................................108
Initiation...............................................................................................................................................108
Reception of the RNReconfiguration by the RN................................................................................. 108
Protocol data units, formats and parameters (tabular & ASN.1)..........................................................109
General............................................................................................................................................................ 109
RRC messages.................................................................................................................................................109
General message structure .........................................................................................................................110
EUTRA-RRC-Definitions.....................................................................................................................110
BCCH-BCH-Message.......................................................................................................................... 110
BCCH-DL-SCH-Message.................................................................................................................... 110
MCCH-Message...................................................................................................................................110
PCCH-Message................................................................................................................................... 111
DL-CCCH-Message.............................................................................................................................111
DL-DCCH-Message.............................................................................................................................111
UL-CCCH-Message.............................................................................................................................112
UL-DCCH-Message.............................................................................................................................112
Message definitions ...................................................................................................................................113
CounterCheck ...................................................................................................................................... 113
CounterCheckResponse....................................................................................................................... 114
CSFBParametersRequestCDMA2000................................................................................................. 114
CSFBParametersResponseCDMA2000...............................................................................................115
DLInformationTransfer....................................................................................................................... 116
HandoverFromEUTRAPreparationRequest (CDMA2000)................................................................ 116
InterFreqRSTDMeasurementIndication.............................................................................................. 117
LoggedMeasurementConfiguration.....................................................................................................118
MasterInformationBlock......................................................................................................................119
MBMSCountingRequest.......................................................................................................................120
MBMSCountingResponse .................................................................................................................... 120
MBSFNAreaConfiguration.................................................................................................................. 121
MeasurementReport.............................................................................................................................121
MobilityFromEUTRACommand.......................................................................................................... 122
Paging..................................................................................................................................................125
ProximityIndication............................................................................................................................. 126
RNReconfiguration.............................................................................................................................. 127
RNReconfigurationComplete...............................................................................................................127
RRCConnectionReconfiguration......................................................................................................... 128
RRCConnectionReconfigurationComplete.......................................................................................... 130
RRCConnectionReestablishment......................................................................................................... 130
RRCConnectionReestablishmentComplete..........................................................................................131
RRCConnectionReestablishmentReject............................................................................................... 131
RRCConnectionReestablishmentRequest.............................................................................................132
RRCConnectionReject......................................................................................................................... 133
RRCConnectionRelease.......................................................................................................................133
RRCConnectionRequest.......................................................................................................................136
RRCConnectionSetup...........................................................................................................................137
RRCConnectionSetupComplete........................................................................................................... 138
SecurityModeCommand.......................................................................................................................139
SecurityModeComplete........................................................................................................................139
SecurityModeFailure........................................................................................................................... 140
3GPP
Release 11
8
3GPP TS 36.331 V11.0.0 (2012-06)
–
–
–
–
–
–
–
–
6.3
6.3.1
–
–
–
–
–
–
–
–
–
–
–
–
6.3.2
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
–
6.3.3
–
–
–
6.3.4
–
–
–
SystemInformation............................................................................................................................... 140
SystemInformationBlockType1............................................................................................................ 141
UECapabilityEnquiry .......................................................................................................................... 143
UECapabilityInformation.................................................................................................................... 144
UEInformationRequest........................................................................................................................ 145
UEInformationResponse......................................................................................................................145
ULHandoverPreparationTransfer (CDMA2000)................................................................................148
ULInformationTransfer....................................................................................................................... 149
RRC information elements ..............................................................................................................................149
System information blocks........................................................................................................................149
SystemInformationBlockType2............................................................................................................ 149
SystemInformationBlockType3............................................................................................................ 151
SystemInformationBlockType4............................................................................................................ 153
SystemInformationBlockType5............................................................................................................ 154
SystemInformationBlockType6............................................................................................................ 156
SystemInformationBlockType7............................................................................................................ 157
SystemInformationBlockType8............................................................................................................ 158
SystemInformationBlockType9............................................................................................................ 161
SystemInformationBlockType10.......................................................................................................... 162
SystemInformationBlockType11.......................................................................................................... 162
SystemInformationBlockType12.......................................................................................................... 163
SystemInformationBlockType13.......................................................................................................... 164
Radio resource control information elements ............................................................................................164
AntennaInfo..........................................................................................................................................164
AntennaInfoUL.....................................................................................................................................165
CQI-ReportConfig............................................................................................................................... 166
CrossCarrierSchedulingConfig........................................................................................................... 169
CSI-RS-Config..................................................................................................................................... 169
DRB-Identity........................................................................................................................................ 170
LogicalChannelConfig.........................................................................................................................170
MAC-MainConfig................................................................................................................................ 171
PDCP-Config.......................................................................................................................................174
PDSCH-Config.................................................................................................................................... 175
PHICH-Config.....................................................................................................................................175
PhysicalConfigDedicated.................................................................................................................... 176
P-Max...................................................................................................................................................177
PRACH-Config.................................................................................................................................... 178
PresenceAntennaPort1........................................................................................................................ 178
PUCCH-Config....................................................................................................................................179
PUSCH-Config.................................................................................................................................... 180
RACH-ConfigCommon........................................................................................................................ 182
RACH-ConfigDedicated...................................................................................................................... 183
RadioResourceConfigCommon............................................................................................................184
RadioResourceConfigDedicated..........................................................................................................186
RLC-Config..........................................................................................................................................187
RLF-TimersAndConstants................................................................................................................... 189
RN-SubframeConfig.............................................................................................................................189
SchedulingRequestConfig.................................................................................................................... 191
SoundingRS-UL-Config....................................................................................................................... 192
SPS-Config...........................................................................................................................................193
TDD-Config ......................................................................................................................................... 195
TimeAlignmentTimer........................................................................................................................... 196
TPC-PDCCH-Config...........................................................................................................................196
UplinkPowerControl............................................................................................................................197
Security control information elements ...................................................................................................... 198
NextHopChainingCount.......................................................................................................................198
SecurityAlgorithmConfig..................................................................................................................... 199
ShortMAC-I..........................................................................................................................................199
Mobility control information elements ......................................................................................................199
AdditionalSpectrumEmission...............................................................................................................199
ARFCN-ValueCDMA2000...................................................................................................................199
ARFCN-ValueEUTRA..........................................................................................................................200
3GPP
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