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Preface
Contents
Acronyms
Part I: GNSS Theory and Delays
Chapter 1: Introduction to GNSS
1.1 GNSS History
1.1.1 GPS
1.1.2 GLONASS
1.1.3 GALILEO
1.1.4 Beidou/COMPASS
1.1.5 Other Regional Systems
1.2 GNSS Systems and Signals
1.2.1 GNSS Segments
1.2.1.1 Space Segment
1.2.1.2 Control Segment
1.2.1.3 User Segment
1.2.1.4 Augmentation Segment
1.2.2 GNSS Signals
1.3 GNSS Theory and Errors
1.3.1 GNSS Principle
1.3.2 GNSS Error Sources
1.4 GNSS Observations and Applications
1.4.1 GNSS Observation Network
1.4.2 GNSS Applications
1.4.2.1 Positioning, Navigation and Timing
1.4.2.2 GNSS Remote Sensing
References
Chapter 2: GNSS Atmospheric and Multipath Delays
2.1 Atmospheric Refractivity
2.2 GNSS Atmospheric Delays
2.2.1 Neutral Atmospheric Delays
2.2.2 Empirical Tropospheric Models
2.2.2.1 Modified Saastamoinen Model
2.2.2.2 Modified Hopfield Model
2.3 GNSS Ionospheric Delay
2.3.1 The Ionosphere
2.3.2 GNSS Ionospheric Delay
2.3.3 Empirical Ionospheric Models
2.3.3.1 Bent Model
2.3.3.2 IRI Model
2.3.3.3 Klobuchar Model
2.4 GNSS Multipath Delay
2.4.1 Multipath Effects
2.4.2 Multipath Variations
2.4.2.1 Multipath Variations with Elevation Angle
2.4.2.2 Multipath Variations with Antenna Height
2.4.3 Surface Reflection Characteristics
References
Part II: GNSS Atmospheric Sensing and Applications
Chapter 3: Ground GNSS Atmospheric Sensing
3.1 Introduction
3.2 Theory and Methods
3.2.1 Estimates of GNSS ZTD
3.2.1.1 Double Difference
3.2.1.2 Non-difference Observation
3.2.2 Mapping Functions
3.2.2.1 Herring Mapping Function
3.2.2.2 Niell Mapping Function
3.2.2.3 Vienna Mapping Functions 1 (VMF1)
3.2.2.4 Global Mapping Function
3.3 ZTD Estimate and Variations
3.3.1 ZTD Estimates from IGS Observations
3.3.2 Multi-Scale ZTD Variations
3.3.2.1 Secular ZTD Variations
3.3.2.2 Seasonal ZTD Variations
3.3.2.3 Diurnal and Semidiurnal ZTD Cycles
3.4 GNSS Precipitable Water Vapor
3.4.1 GNSS PWV Estimate
3.4.2 Comparison with Independent Observations
3.4.3 Mean PWV Characteristics
3.4.4 Seasonal PWV Variations
3.4.5 Diurnal PWV Variations
3.5 3-D Water Vapor Topography
3.6 Summary
References
Chapter 4: Ground GNSS Ionosphere Sounding
4.1 History
4.2 GNSS Ionospheric Sounding
4.2.1 DCB Determination
4.2.1.1 Test Results of Multi-stations
4.2.1.2 Test Results of Single Station
4.2.2 TEC Estimate
4.3 2-D Ionopspheric Mapping
4.3.1 Method of 2-D Ionospheric Mapping
4.3.1.1 Surface Fitting Method
4.3.1.2 Distance-Weighted Method
4.3.1.3 Hardy Function Interpolation (HFI) Method
4.3.1.4 Spherical Harmonics Functions
4.3.1.5 Triangular Grid Method
4.3.2 Applications of 2-D GNSS TEC
4.3.2.1 TEC Climatology
4.3.2.2 TEC Responses to Solar Flare and Storms
4.3.2.3 TEC Disturbances Following Earthquakes
4.4 3-D GNSS Ionospheric Mapping
4.4.1 3-D Ionospheric Topography
4.4.2 Validation of GNSS Ionospheric Tomography
4.4.3 Assessment of IRI-2001 Using GNSS Tomography
4.4.4 Ionospheric Slab Thickness
4.4.5 3-D ionospheric Behaviours to Storms
4.4.5.1 Geomagnetic Conditions
4.4.5.2 Disturbance of F2-Layer Parameters
References
Chapter 5: Theory of GNSS Radio Occultation
5.1 Introduction
5.1.1 Radio Occultation in Planetary Sciences
5.1.2 GNSS Radio Occultation in Earth Sciences
5.2 Principle of GNSS Radio Occultation
5.2.1 Atmospheric Refraction
5.2.2 Geometric Optics Approximation
5.2.3 Spherically Symmetric Atmosphere Assumption
5.2.4 Bending Angle and Refractive Index
5.3 GNSS Radio Occultation Processing
5.3.1 Calibrating and Extracting GNSS RO Observables
5.3.1.1 Precision Orbit Determination (POD) Method
5.3.1.2 Differencing Technique to Remove Clock Errors
5.3.2 Bending Angle Retrieval
5.3.2.1 Geometric Optics Method
5.3.2.2 Radio-Holographic (RH) Method
5.3.3 Ionosphere Retrieval
5.3.4 Neutral Atmosphere Retrieval
5.3.4.1 Ionospheric Calibration on Bending
5.3.4.2 Refractivity Retrieval from Abel Inversion
5.3.4.3 Quality Control
References
Chapter 6: Atmospheric Sensing Using GNSS RO
6.1 GNSS RO Atmospheric Sounding
6.1.1 Parameters Retrieval from GNSS RO
6.1.2 Dry Atmosphere Retrieval (Density, Pressure and Temperature)
6.1.3 Moist Atmosphere Retrieval
6.1.4 1D-Var (Variational Method)
6.2 Characteristics of GNSS RO Observations
6.2.1 Spatial Resolution (Vertical and Horizontal Resolution)
6.2.2 Accuracy and Precision Analysis
6.2.3 Measurement Errors
6.2.3.1 Thermal Noise
6.2.3.2 Clock Instability
6.2.3.3 Local Multipath
6.2.3.4 Receiver Tracking (Open Loop vs. Close Loop)
6.2.4 Calibration Errors
6.2.5 Retrieval Errors
6.2.5.1 Upper Boundary Condition
6.2.5.2 Spherically Symmetric Atmosphere Assumption
6.2.5.3 Atmospheric Multipath
6.2.5.4 Ducting (or Super-Refraction)
6.2.5.5 Refractivity Constant Uncertainty
6.2.5.6 Water Vapor Ambiguity
6.2.6 Experimental Validation of RO Accuracy and Precision
6.3 Dynamic Processes Studies with GNSS RO
6.3.1 Tropopause and Stratospheric Waves
6.3.2 Tropical Tidal Waves
6.3.3 Weather Front
6.3.4 Tropical Cyclones (TC)
6.3.5 Atmospheric Boundary Layer (ABL)
6.4 Weather Prediction Applications
6.4.1 GNSS RO Data Assimilation
6.4.2 Operational Assimilation of GNSS RO in NWP Models
6.5 Climate Applications
6.6 Future Application of Radio Occultation
6.6.1 Future GNSS and GNSS RO Missions
6.6.2 Airborne and Mountain-Top GNSS RO
6.6.3 LEO-to-LEO Occultation
References
Chapter 7: Ionospheric Sounding Using GNSS-RO
7.1 Introduction
7.2 Ionospheric Inversion
7.2.1 Ionosphere Inversion Based on Doppler
7.2.2 Ionosphere Inversion Based on TEC
7.2.3 Recursive Inversion of TEC
7.2.4 Amplitude Inversion
7.3 Error Analysis
7.3.1 Measurement Errors
7.3.1.1 Carrier Phase Measuring Errors
7.3.1.2 Orbit Errors
7.3.2 Data Processing Errors
7.4 Ionospheric Products
7.5 GNSS-RO Ionospheric Applications
7.5.1 Establishing Ionospheric Models
7.5.2 Ionospheric Tomography
7.5.3 Monitoring Ionospheric Anomalies
7.5.4 Ionospheric Scintillation
References
Part III: GNSS Reflectometry and Remote Sensing
Chapter 8: Theory of GNSS Reflectometry
8.1 Introduction
8.2 Multi-static System: Geometry and Coverage
8.3 Specular and Diffuse Scattering
8.4 Delay and Doppler
8.5 Reflectivity Levels and Polarization Issues
8.6 Scattering Theories
8.6.1 Kirchhoff or Tangent Plane Approximation (KA)
8.6.1.1 KA in Stationary-Phase Approximation (Kirchhoff Geometrical Optics, KGO)
8.6.1.2 KA in Physical Optics Approximation (KPO)
8.6.1.3 Alternative Formulations of KA
8.6.1.4 Validity Limits of Kirchhoff Approximations
8.6.2 Summary of Other Methods
8.6.3 Received GNSS Scattered Fields
8.6.4 The Bi-static Radar Equation for GNSS Modulated Signals
8.7 Noise and Coherence Issues
8.8 Systematic Errors
8.9 PARIS Interferometric Technique (PIT)
8.10 Observables
References
Chapter 9: Ocean Remote Sensing Using GNSS-R
9.1 Altimetry
9.1.1 Group Delay Altimetry
9.1.2 Atmospheric Corrections
9.1.3 GNSS-R Ocean Altimetric Performance
9.2 Ocean Surface Roughness
9.2.1 Surface Modelling
9.2.1.1 Ocean Wave Spectra
9.2.1.2 Surface Slopes Probability
9.2.1.3 Surface Generation
9.2.2 Retrieval Approaches
References
Chapter 10: Hydrology and Vegetation Remote Sensing
10.1 Introduction
10.2 Hydrology GNSS-Reflectometry
10.3 Hydrology Sensing from GNSS-R
10.3.1 Waveform Correlation
10.3.2 Interference Pattern Technique (IPT)
10.3.3 Hydrology Sensing from GNSS
10.3.4 GNSS-R Scattering Properties
10.3.5 GNSS-R Polarization
10.4 GNSS-R Forest Biomass Monitoring
10.5 Summary
References
Chapter 11: Cryospheric Sensing Using GNSS-R
11.1 Dry Snow Monitoring
11.1.1 Dry Snow Reflection Model: Multiple-Ray Single-Reflection
11.1.2 Dry Snow Observable: Lag-Hologram
11.2 Wet Snow Monitoring
11.2.1 Observations from Space-Borne GNSS-R
11.2.2 Observations from Ground GNSS-R
11.3 Sounding the Sea Ice Conditions
References
Chapter 12: Summary and Future Chances
12.1 Status of GNSS Remote Sensing
12.1.1 Atmospheric Sensing
12.1.2 Ocean Sensing
12.1.3 Hydrology Sensing
12.1.4 Cryosphere Mapping
12.2 Future Developments and Chances
12.2.1 More GNSS Networks and Constellations
12.2.2 Advanced GNSS Receivers
12.2.3 New Missions and Systems
12.2.4 New and Emerging Applications
12.3 Summary
References
Index
GNSS Remote Sensing
Remote Sensing and Digital Image Processing VOLUME 19 Series Editor: Freek D. van der Meer Department of Earth Systems Analysis International Institute for Geo-Information Science and Earth Observation (ITC) Enchede, The Netherlands & Department of Physical Geography Faculty of Geosciences Utrecht University The Netherlands EARSel Series Editor: André Marçal Department of Mathematics Faculty of Sciences University of Porto Porto, Portugal Editorial Advisory Board: EARSel Editorial Advisory Board: Michael Abrams NASA Jet Propulsion Laboratory Pasadena, CA, U.S.A. Paul Curran University of Bournemouth, U.K. Finland Arnold Dekker CSIRO, Land and Water Division Canberra, Australia Steven M. de Jong Department of Physical Geography Faculty of Geosciences Utrecht University, The Netherlands Michael Schaepman Department of Geography University of Zurich, Switzerland Mario A. Gomarasca CNR - IREA Milan, Italy Martti Hallikainen Helsinki University of Technology Finland Håkan Olsson University of Zurich, Switzerland Swedish University of Agricultural Sciences Sweden Eberhard Parlow University of Basel Switzerland Rainer Reuter University of Oldenburg Germany For further volumes: http://www.springer.com/series/6477
Shuanggen Jin Estel Cardellach Feiqin Xie GNSS Remote Sensing Theory, Methods and Applications 123
Estel Cardellach Institut d’Estudis Espacials de Catalunya (ICE/IEEC-CSIC) Barcelona, Spain Shuanggen Jin Shanghai Astronomical Observatory Chinese Academy of Sciences Shanghai, China People’s Republic Feiqin Xie Texas A&M University-Corpus Christi Corpus Christi TX, USA ISSN 1567-3200 ISBN 978-94-007-7481-0 DOI 10.1007/978-94-007-7482-7 Springer Dordrecht Heidelberg New York London ISBN 978-94-007-7482-7 (eBook) Library of Congress Control Number: 2013950927 © Springer Science+Business Media Dordrecht 2014 This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. Exempted from this legal reservation are brief excerpts in connection with reviews or scholarly analysis or material supplied specifically for the purpose of being entered and executed on a computer system, for exclusive use by the purchaser of the work. Duplication of this publication or parts thereof is permitted only under the provisions of the Copyright Law of the Publisher’s location, in its current version, and permission for use must always be obtained from Springer. Permissions for use may be obtained through RightsLink at the Copyright Clearance Center. Violations are liable to prosecution under the respective Copyright Law. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. While the advice and information in this book are believed to be true and accurate at the date of publication, neither the authors nor the editors nor the publisher can accept any legal responsibility for any errors or omissions that may be made. The publisher makes no warranty, express or implied, with respect to the material contained herein. Printed on acid-free paper Springer is part of Springer Science+Business Media (www.springer.com)
Preface The Global Navigation Satellite System (GNSS) has provided an unprecedented high accuracy, flexibility and tremendous contribution to navigation, positioning, timing and scientific questions related to precise positioning on Earth’s surface, since Global Positioning System (GPS) became fully operational in 1994. Since GNSS is characterized as a highly precise, continuous, all-weather and near-real- time microwave (L-band) technique, additional more applications and potentials of GNSS are being explored by scientists and engineers. When the GNSS signal propagates through the Earth’s atmosphere, it is delayed by the atmospheric refractivity. GNSS radio occultation together with ground GNSS have been used to produce accurate, all-weather, global refractive index, pressure, density profiles in the troposphere, temperature with up to the lower stratosphere (35–40 km), and the ionospheric total electron content (TEC) as well as electron density profiles, to improve weather analysis and forecasting, monitor climate change, and monitor ionospheric events. Therefore, GNSS has great potentials in atmospheric sounding, meteorology, climatology and space weather. In addition, surface multi-path is one of main error sources for GNSS navigation and positioning. It has recently been recognized, however, that the special kind of GPS multi-path delay reflected from the Earth’s surface, could be used to sense the Earth’s surface environments. A recent interesting result on fluctuations in near surface soil moisture has been successfully retrieved from the ground GNSS multi- path, fairly matching soil moisture fluctuations in soil measured with conventional sensors. In addition, the space-borne GNSS received delay of the GNSS reflected signal with respect to the rough surface could provide information on the differential paths between direct and reflected signals. Together with information on the receiver antenna position and the medium, the delay measurements associated with the properties of the reflecting surface can be used to produce the surface roughness parameters and to determine surface characteristics. The Bistatic radar using L-band signals transmitted by GNSS can be as an ocean altimeter and scatterometer. A number of experiments and missions using GNSS reflected signals from the ocean v
vi Preface and land surface have been tested and applied, such as determining ocean surface height, wind speed and wind direction of ocean surface, soil moisture, snow and ice thickness. Therefore, the refracted, reflected and scattered GNSS signals can image the Earth’s surface environments as a new, highly precise, continuous, all-weather and near-real-time remote sensing tool, which is expected to revolutionize various atmo- spheric sounding, ocean remote sensing and land/hydrology mapping, especially for various Earth’s surfaces and the atmosphere. With the development of the next generation of multi-frequency and multi-system GNSS constellations, including the US’s modernized GPS-IIF and planned GPS-III, Russia’s restored GLONASS, and the coming European Union’s GALILEO system and China’s Beidou/COMPASS system as well as a number of Space Based Augmentation Systems, such as Japan’s Quasi-Zenith Satellite System (QZSS) and India’s Regional Navigation Satellite Systems (IRNSS), more applications and opportunities will be exploited and realized using new onboard GNSS receivers on future space-borne GNSS reflectometry and refractometry missions in the near future. GNSS Remote Sensing –Theory, Methods and Applications has been written as a monograph and textbook that guides the reader through the theory and practice of GNSS remote sensing and applications in the atmosphere, oceans, land and hydrology. This book covers Chap. 1: Introduction to GNSS, Chap. 2: GNSS Atmospheric and Multipath Delays, Chap. 3: Ground GNSS Atmospheric Sensing, Chap. 4: Ground-Based GNSS Ionospheric Sounding, Chap. 5: Theory of GNSS Radio Occultation, Chap. 6: Atmospheric Sensing using GNSS RO, Chap. 7: Iono- spheric Sounding using GNSS-RO, Chap. 8: Theory of GNSS Reflectometry, Chap. 9: Ocean Remote Sensing using GNSS-R, Chap. 10: Hydrology and Vegetation Remote Sensing, Chap. 11: Cryospheric Sensing using GNSS-R and Chap. 12: Summary and Future Chances. Chapters 1, 2, 3, 4, 7, 10, 11 and 12 were contributed from Prof. Shuanggen Jin, Chaps. 5 and 6 were contributed from Dr. Feiqin Xie, Chaps. 8 and 9 and part of Chap. 11 were contributed from Dr. Estel Cardellach as well as some contributions from Rui Jin and Xuerui Wu. This book provides the theory, methods, and applications of GNSS Remote Sensing for scientists and users who have basic GNSS background and experiences. Furthermore, it is also useful for the increasing number of next generation multi- GNSS designers, engineers and users community. We would like to thank Assistant Editor’s help and Springer-Verlag for their cordial collaboration and help during the process of publishing this book. Shanghai, People’s Republic of China Barcelona, Spain Corpus Christi, TX, USA Shuanggen Jin Estel Cardellach Feiqin Xie
Contents Part I GNSS Theory and Delays 1 Introduction to GNSS ...................................................... GNSS History ........................................................ 1.1 GPS.......................................................... 1.1.1 GLONASS .................................................. 1.1.2 1.1.3 GALILEO ................................................... Beidou/COMPASS ......................................... 1.1.4 1.1.5 Other Regional Systems .................................... GNSS Systems and Signals .......................................... 1.2.1 GNSS Segments ............................................ 1.2.2 GNSS Signals ............................................... GNSS Theory and Errors ............................................ GNSS Principle ............................................. 1.3.1 1.3.2 GNSS Error Sources........................................ GNSS Observations and Applications .............................. GNSS Observation Network ............................... 1.4.1 1.4.2 GNSS Applications ......................................... References .................................................................... 1.3 1.2 1.4 2.1 2.2 2 GNSS Atmospheric and Multipath Delays .............................. Atmospheric Refractivity ............................................ GNSS Atmospheric Delays .......................................... 2.2.1 Neutral Atmospheric Delays ............................... 2.2.2 Empirical Tropospheric Models ........................... GNSS Ionospheric Delay ............................................ The Ionosphere ............................................. 2.3.1 2.3.2 GNSS Ionospheric Delay................................... Empirical Ionospheric Models ............................. 2.3.3 2.3 3 3 3 5 6 7 7 8 8 10 11 12 12 13 13 14 16 17 17 18 18 19 20 20 21 24 vii
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